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Methods of causal effect estimation for high-dimensional treatments: A radiotherapy simulation study

Jenkins, A.
Osorio, E. V.
Green, A.
van Herk, M.
Sperrin, M.
McWilliam, A.
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Abstract
BACKGROUND: Radiotherapy, the use of high-energy radiation to treat cancer, presents a challenge in determining treatment outcome relationships due to its complex nature. These challenges include its continuous, spatial, high-dimensional, multi-collinear treatment, and personalized nature, which introduces confounding bias. PURPOSE: Existing voxel based estimators may lead to biased estimates as they do not use a causal inference framework. We propose a novel estimator using sparsity via Adaptive Lasso within Pearl's causal framework, the Causal Adaptive Lasso (CAL). METHODS: First, simplified 2-dimensional treatment plans were simulated on 10 × 10 and 25 × 25 grids. Each simulation had an organ at risk placed in a consistent location where dose was minimized and a randomly placed target volume where dose was maximized. Treatment uncertainties were simulated to emulated a fractionated delivery. A directed acyclic graph was devised which captured the causal relationship between our outcome, including confounding. The estimand was set to the associated dose-outcome response for each simulated delivery ( n = 500 ). We compared our proposed estimator the CAL against established voxel based regression estimators using planned and delivered simulated doses. Three variations on the causal inference-based estimators were implemented: causal regression without sparsity, CAL, and pixel-wise CAL. Variables were chosen based on Pearl's Back-Door Criterion. Model performance was evaluated using Mean Squared Error (MSE) and assessing bias of the recovered estimand. RESULTS: CAL is tested on simulated radiotherapy treatment outcome data with a spatially embedded dose response function. All tested CAL estimators outperformed voxel-based estimators, resulting in significantly lower total MSE, MSEtot , and bias, yielding up to a four order of magnitude improvement in MSEtot compared to current voxel-based estimators ( MSEtot < 1 × 102 compared to MSEtot ≈ 1 × 106 ). CAL also showed minimal bias in pixels with no dose response. CONCLUSIONS: This work shows that leveraging sparse causal inference methods can benefit both the identification of regions of given dose-response and the estimation of treatment effects. Causal inference methodologies provide a powerful approach to account for limitations in voxel-based analysis. Adapting causal inference methodologies to the analysis of clinical radiotherapy treatment-outcome data could lead to new and impactful insights on the causes of treatment complications.
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2025
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Article
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Jenkins A, Osorio EV, Green A, van Herk M, Sperrin M, McWilliam A. Methods of causal effect estimation for high-dimensional treatments: A radiotherapy simulation study. Med Phys. 2025 Jul;52(7):e17919. PubMed PMID: 40457565. Pubmed Central PMCID: PMC12258005. Epub 2025/06/03. eng.
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